Senior Officer/Team Lead, Regulatory Compliance

Senior Officer/Team Lead, Regulatory Compliance

Your new company
My client, one of the foreign leading bank, is currently looking for Senior Officer/Team Lead, Regulatory Compliance to work in their flagship Singapore office. This role offers the successful applicant almost unrivalled personal and professional development alongside a huge portfolio of future, internal, career paths.

Your new role
Reporting into the Head of Compliance, you will be responsible on providing professional compliance advisory on Banking Act, SFA, FAA and other compliance matters. You are required to review periodic reporting to local regulatory authorities as well as implementing compliance policies and procedure from the head office. You will also have to conduct annual risk assessment as well as implementing the branch compliance plan.

What you'll need to succeed
  • Degree holder in business or related discipline
  • At least 3 to 8 year of experience in a regulatory compliance role
  • Well versed in Banking Act/SFA/FAA advisory
  • Performed compliance review/compliance testing (i.e. Balanced Scorecard Review, Private Banking Sales Advisory, Review, Continuing Professional Development review, Fit and Proper Review, Due diligence for New Product onboarding/Product variation of existing products etc.)

What you'll get in return
  • Competitive compensation package including a competitive performance-based bonus structure and consistent career development
  • Opportunities to work with a market leading team within the banking industry
  • Excellent training to support and maximise your performance

What you need to do now
If you or someone you may know may be interested in this opportunity please do contact me on the details below for more information or drop over an updated CV to my email at

Alternatively, if this job opportunity is not relevant to you, feel free to share across your updated CV to have a confidential discussion on the relevant openings based on your skillsets and expertise.

EA Reg Number: R22104725
EA License Number: 07C3924
Company Registration No: 200609504D #1240859


Job Type
Banking & Financial Services

Talk to a consultant

Talk to ErHann Ooi, the specialist consultant managing this position, located in Singapore
#27-20 UOB Plaza 2, 80 Raffles Place

Telephone: +6564240154

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