Head of Compliance

This reputable custodian bank is looking for a Head of Compliance to join their team.

Your new company
This reputable custodian bank is looking for a Head of Compliance to join their team. You will be leading a dynamic team and will be responsible for managing the branch compliance and regulatory matters.

Your new role
Support Singapore Branch in its Compliance and Regulatory matters to comply with Group requirements and local regulations, as well as regulatory advisory support for businesses in the APAC region.

  • Act as the designated MLRO (Money Laundering Reporting Officer) and DPO (Data Protection Officer) of the Singapore Branch.
  • Support the review of Compliance relevant matters on New Issues.
  • Provide AML and sanctions advisory for matters relating to New Issues.
  • Review internal holdings against watch list and restricted list for potential conflict of interest and insider trading.
  • Act as the designated MAS Liaison Officer and for other regulators of the region.
  • Attend to queries and information requests from the authorities in a timely manner.
  • Provide advisory support in regulatory compliance matters including the analysis of local new or revised regulatory requirements.
  • Ensure regulatory compliance of the Singapore Branch with Singapore banking laws and MAS requirements.
  • Review audit and regulatory findings; provide advisory support in the drafting of appropriate management response and development of remediation action plan.
  • Provide ongoing guidance to the team of Compliance officers in Asia.

What you'll need to succeed
  • At least 10 years of work experience in the financial services industry, preferably at least 5 years in a managerial position
  • Good working knowledge of Compliance and banking environment and eager to learn relevant regulations in Asia.
  • Proficient, analytical and self-confident with excellent interpersonal and organizational skills.
  • Proficiency in written and spoken English, additional language skills will be an asset (French, German, etc).

What you need to do now
If you’re interested in this role, click ‘apply now’ to forward an up-to-date copy of your CV, or call Juvina at Hays on +65 63030151 or email juvina.ratnam@hays.com.sg for a confidential discussion. Referrals are welcome.

Registration ID No. R1769394 | EA License number: 07C3924 | Company Registration No. 200609504D #1219751


Job Type
Banking & Financial Services

Talk to a consultant

Talk to Juvina Ratnam, the specialist consultant managing this position, located in Singapore
#27-20 UOB Plaza 2, 80 Raffles Place

Telephone: +6563030151

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