Compliance Specialist

An International Bank in Singapore is looking for a Compliance Specialist!

Your new company
You will be working with a fast paced, world renowned technology company, where you will work closely with teams across Finance, and Compliance to drive cross-functional alignment and support controls and risk management practices across the organization. You will partner with process and control owners to assess and evaluate control deficiencies and execute remediation plans..

Your new role
Based in Singapore, the Compliance professional will report to the Head of Compliance for South East Asia. They will be responsible for assisting in managing the Firm’s regulatory risk and helping to preserve the Firm’s franchise through ensuring and monitoring Business and Infrastructure Units’ compliance with laws, regulations, rules and internal policies and procedures.

Primary Responsibilities:

  • Advisory: Provide advice either independently or with other team members (including regional Sales and Trading Compliance team in Hong Kong) on compliance issues across all businesses in Singapore and the region. These may include major business initiatives and/or bespoke transactions and will often be product specific.
  • Dealing with regulatory requests : work on regulatory inspections and internal/external audits, as well as any ad-hoc regulatory inquiries
  • Firm Policies: Consistently review internal policies to ensure alignment to changing rules and regulations.
  • Market Updates: Assist in monitoring regulatory and policy changes, analyzing their impact and communicating such changes to relevant staff.
  • Reporting: Help to prepare and submit regular and ad-hoc regulatory reports, and/or reports of findings and following up on issues identified.
  • Training: Provide training to both professionals and support staff of the Business and Infrastructure Units, as required

What you'll need to succeed
  • At least 4 years of relevant work experience
  • Strong understanding of regulatory rules and policies.
  • Good knowledge of Markets Trading and Sales practices.
  • Excellent written and spoken English skills.
  • Strong analytical skills in identifying any discrepancies.
  • Possess market acumen to adjust and adapt to the changing regulatory landscape.
  • Proactive and ability to work independently when required.
  • Desire to work in a team environment.

What you'll get in return
  • A company that provides a superior foundation for building a professional career - a place for people to learn, to achieve and grow
  • A philosophy that balances personal lifestyles, perspectives and needs is an important part of the culture.
  • Work with a team that share a common set of values rooted in integrity, excellence and strong team ethic

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.

EA License Number: 07C3924 | Company Registration No: 200609504D #1229743


Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Kalpana Charles, the specialist consultant managing this position, located in Singapore
#27-20 UOB Plaza 2, 80 Raffles Place

Telephone: +60376118666

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